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Content type
Announcement
CAT Alert
Event
FAQ
Reference Material
Timeline Activity
other
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
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P. Feedback and Error Correction
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R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
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Latest Updates
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11/25/2022
Technical Specifications
2022-23 Industry Member Releases- Scope and Schedule
11/23/2022
CAT Alert
CAT Alert 2022-01 – Phase 2e: Full CAIS Reporting Timeline and Interim Reporting Obligations
11/23/2022
Event
CAIS Industry Testing Checkpoint Call (November 22, 2022)
11/22/2022
Announcement
Update on CAIS Reporting Deadlines
11/22/2022
Governance
Notice of Filing of Exemptive Request Letter Related to the Fourth Financial Accountability Milestone
11/22/2022
Technical Specifications
Full CAIS Industry Member Release Rollout
11/21/2022
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r16
11/17/2022
Event
CAIS Industry Testing Checkpoint Call (November 16, 2022)
11/17/2022
Event
Monthly CAT Update (November 17, 2022)
11/16/2022
Governance
Response to Order Instituting Proceedings on Proposed CAT NMS Plan Amendment Related to Alternative Funding
11/16/2022
Event
Monthly CAT Update (December 15, 2022)
11/15/2022
Event
CAT Technical Specifications Working Group - November 15, 2022
11/14/2022
Reference Material
CAT LLC- Q4 2022 Financial and Operating Budget
11/10/2022
Basic page
CAT CAIS- Known Issues List - Full CAIS
11/10/2022
Event
CAIS Industry Testing Checkpoint Call (December 14, 2022)
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