Latest Updates | CATNMSPLAN

09/25/2023
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r20
09/22/2023
Event
Monthly CAT Update (September 21, 2023)
09/21/2023
Technical Specifications
Full CAIS Industry Member Release Rollout
09/21/2023
Technical Specifications
2023 Industry Member Releases (Transaction) - Scope and Schedule
09/18/2023
Event
CAT Billing Webinar
09/15/2023
Announcement
CAT Funding Model Approval
09/11/2023
FAQ| B. Reporting Requirements
B43. Are verbal and manual quotes subject to the reporting requirements of Phases 2a, 2b, 2c or 2d?
09/11/2023
FAQ| B. Reporting Requirements
B44. In what phase are bids or offers in CAT reportable securities that are provided by an Industry Member or received from another Industry Member off a national securities exchange reportable to CAT?
09/11/2023
FAQ| J. OTC Equity Securities
J6. What are the reporting requirements for quotes entered directly into OTC Link IDQS via OTC Link IDQS’s Dealer Application?
09/07/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (September 6, 2023)
09/05/2023
Technical Specifications
CAIS TIDS Feedback Schema
09/05/2023
Technical Specifications
CAIS Data Feedback Schema
09/05/2023
Technical Specifications
CAIS Triggered Inconsistencies Feedback Schema
09/05/2023
Technical Specifications
CAIS Data File Schema
09/05/2023
Technical Specifications
CAIS TIDS Schema

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