Latest Updates | CATNMSPLAN

04/17/2025
Technical Specifications
CAT Billing Release Rollout
04/17/2025
Technical Specifications
2025 Industry Member Releases (Transaction) - Scope and Schedule
04/17/2025
Event
Monthly CAT Update (April 17, 2025)
04/17/2025
Technical Specifications
Full CAIS Industry Member Release Rollout
04/16/2025
Technical Specifications
Industry Member Reporting Scenarios v4.14
04/14/2025
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.1-r1
04/14/2025
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants Addendum v1.0.0
04/07/2025
Reference Material
CAT Billing Scenarios v1.1.2
04/07/2025
Technical Specifications
CAT Billing Scenarios v1.1.2 (Redlined)
04/01/2025
Reference Material
CAT CAIS Reporter Portal User Guide v2.7.0
04/01/2025
Event
Monthly CAT Update (March 20, 2025)
03/31/2025
CAT Alert
CAT Alert 2020-02 - Standards for Self Reporting Deviations of Clock Synchronization Standards to FINRA CAT
03/31/2025
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r7 (Redlined)
03/31/2025
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r7 (Clean)
03/31/2025
Reference Material
Self-Reporting Deviations Of Clock Synchronization Standards Form

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].