Latest Updates | CATNMSPLAN

03/25/2025
FAQ| Q. Customer and Account Information
Q19. When will the FDID Refresh Reports be delivered in the Production Environment and by what date must Industry Members comply with the Periodic Customer & Account Information Refresh requirement?
03/25/2025
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r3 (Redlined)
03/24/2025
Governance
Notice of Filing of Exemptive Request Letter Related to Timestamp Granularity
03/21/2025
Reference Material
Billing Trade Details Schema - Off-Exchange
03/21/2025
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r6
03/21/2025
Reference Material
Billing Trade Details Schema - On Exchange
03/18/2025
Event
Part 2: CAIS Report Card Webinar
03/13/2025
Event
Part 1: CAIS Report Card Webinar
03/12/2025
Technical Specifications
Options Exchanges Trade Field Mapping v1.5
03/12/2025
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.2
03/10/2025
Announcement
2025 Entitlement Certification Period - CAT Organizations With Super Account Administrators (SAAs)
03/07/2025
Reference Material
Proposed CAT NMS Plan Amendment – CAIS (3/7/2025)
03/04/2025
Announcement
2025 Consolidated Audit Trail Advisory Committee List
02/24/2025
CAT Alert
CAT Alert 2025-02: Update Regarding SEC’s CAIS Exemption Order
02/24/2025
Reference Material
SEC Order Granting Exemptive Relief Related to Certain CAIS Reporting

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