Latest Updates | CATNMSPLAN

05/05/2022
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r9.1 (Redlined)
05/05/2022
Event
CAIS Industry Testing Checkpoint Call (May 4, 2022)
05/04/2022
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r9 (Redlined)
05/04/2022
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r9
05/03/2022
Reference Material
Erroneous Events Self Reporting Form v1.3
05/03/2022
FAQ| Q. Customer and Account Information
Q60. If an Industry Member has received a “Not Held” order, which only gives the Industry Member discretion as to the price and time of execution of the order, must the Industry Member be identified as a CAT Customer on the related FDID Record in CAIS?
04/29/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r13
04/29/2022
Reference Material
Q1 2022 QPR
04/26/2022
Event
CAT Technical Specification Working Group - April 26, 2022
04/22/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.3 (Redlined)
04/22/2022
Reference Material
CAT CAIS Reporter User Guide v2.2.0
04/22/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.3
04/21/2022
Timeline Activity
Deadline to Request Production Readiness Certification for Full CAIS
04/21/2022
Event
CAIS Industry Testing Checkpoint Call (April 21, 2022)
04/21/2022
Event
Monthly CAT Update (April 20, 2022)

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