Latest Updates | CATNMSPLAN

11/30/2021
FAQ| F. Representative Orders
F7. What is the difference between order level linkage and fulfillment level linkage on a representative order?
11/30/2021
FAQ| F. Representative Orders
F5. Are Industry Members required to link a Representative Order with the underlying order(s) for the Representative Order?
11/30/2021
FAQ| B. Reporting Requirements
B42. Are Industry Members required to report the receipt of a cancellation or modification instruction to the CAT if the order is terminal (i.e., it has already been fully executed or cancelled)?
11/24/2021
Technical Specifications
Transition Support: Schema Changes to Existing Phase 2c Events v1.3
11/23/2021
Technical Specifications
CAIS TIDS Schema
11/23/2021
Technical Specifications
CAIS Nightly Inconsistencies Feedback Schema
11/23/2021
Technical Specifications
CAIS TIDS Feedback Schema
11/23/2021
Technical Specifications
CAIS Data Feedback Schema
11/23/2021
Event
Industry Testing Checkpoint Call (November 23, 2021)
11/23/2021
FAQ| K. Options
K21. When must cancel information be reported for an Option Trade Event (“MOOT”)?
11/23/2021
Technical Specifications
CAIS Submission Inconsistencies Feedback Schema
11/23/2021
Technical Specifications
CAIS Data File Schema
11/19/2021
Event
Monthly CAT Implementation Update (November 18, 2021)
11/17/2021
Event
Industry Testing Checkpoint Call (November 16, 2021)
11/17/2021
Event
CAT CAIS Technical Specification Working Group Q&A - November 16, 2021

« First
‹ Previous
1
2
3
4
5
6
7
8
9
…
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].