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| Date | Phase | Information | Category | Audience |
|---|---|---|---|---|
| 06/08/2020 | 2a |
Industry Members and CAT Reporting Agents must complete production readiness testing for 2a reporting
Release 1 - File Submission and Data Integrity Validations
|
Testing & Readiness |
|
| 06/22/2020 | 2a |
Production Go-Live for Equities 2a file submission and data integrity validations
Release 1 - File Submission and Data Integrity Validations
|
Release Availability & Compliance |
|
| 06/30/2020 | 2d |
Technical Specifications Published for Options Phase 2d
Topics
|
Specifications & User Guide |
|
| 07/06/2020 | 2b |
Industry Members and CAT Reporting Agents must complete production readiness testing for 2b reporting
Release 1 - File Submission and Data Integrity Validations
|
Testing & Readiness |
|
| 07/20/2020 | 2b |
Production Go-Live for Options 2b file submission and data integrity validations
Release 1 - File Submission and Data Integrity Validations
|
Release Availability & Compliance |
|
| 07/20/2020 | 2b |
Industry Members are required to begin reporting Quote Sent Time on OMM quotes
|
Release Availability & Compliance |
|
| 07/27/2020 | 2a |
Production Environment Go-Live for Equities 2a Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
|
Release Availability & Compliance |
|
| 07/27/2020 | 2a |
Test Environment opens for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
|
Testing & Readiness |
|
| 07/27/2020 | 2b |
Test Environment opens for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
|
Testing & Readiness |
|
| 08/10/2020 | 2a |
Production Environment opens for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
|
Testing & Readiness |
|
| 08/10/2020 | 2b |
Production Environment opens for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
|
Testing & Readiness |
|
| 08/24/2020 | 2b |
Production Environment Go-Live for Options 2b Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
|
Release Availability & Compliance |
|
| 08/24/2020 | 2c |
LTID Account Information Testing Environment Opens
|
Testing & Readiness |
|
| 09/09/2020 | 2a |
Test Environment opens for Equities 2a Exchange and TRF Linkage validations
Release 4 - TRF/Exchange Linkage
|
Testing & Readiness |
|
| 09/09/2020 | 2b |
Test Environment opens for Options 2b Exchange Linkage validations
Release 4 - TRF/Exchange Linkage
|
Testing & Readiness |
|
| 09/28/2020 | 2a |
Production Environment opens for Equities 2a Exchange and TRF Linkage validations
Release 4 - TRF/Exchange Linkage
|
Testing & Readiness |
|
| 09/28/2020 | 2b |
Production Environment opens for Options 2b Exchange Linkage validations
Release 4 - TRF/Exchange Linkage
|
Testing & Readiness |
|
| 10/26/2020 | 2a |
Production Environment Go-Live for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
|
Release Availability & Compliance |
|
| 10/26/2020 | 2a |
Production Environment Go-Live for Equities 2a Exchange and TRF Linkage validations
Release 4 - TRF/Exchange Linkage
|
Release Availability & Compliance |
|
| 12/14/2020 | 2c |
LTID Account Information Reporting Production Environment Opens
|
Release Availability & Compliance |
|
| 01/04/2021 | 2b |
Production Environment Go-Live for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
|
Release Availability & Compliance |
|
| 01/04/2021 | 2b |
Production Environment Go-Live for Options 2b Exchange Linkage validations
Release 4 - TRF/Exchange Linkage
|
Release Availability & Compliance |
|
| 01/29/2021 | 2e |
Full CAIS Final Technical Specification Published
|
Specifications & User Guide |
|
| 01/31/2021 | 2c |
Test Environment Opens for Equities Phase 2c file submission and data integrity validations
|
Testing & Readiness |
|
| 04/26/2021 | 2c |
Production Go-Live for Equities 2c file submission and data integrity validations
|
Release Availability & Compliance |
|
| 04/26/2021 | 2c |
LTID Account Information Reporting Go-Live for Phases 2a and 2c (Large Industry Members)
|
Release Availability & Compliance |
|
| 06/30/2021 | 2d |
Test Environment Opens for Options Phase 2d file submission and data integrity validations
|
Testing & Readiness |
|
| 12/13/2021 | 2d |
Production Go-Live for Options 2d file submission and data integrity validations
|
Release Availability & Compliance |
|
| 12/13/2021 | 2a |
Small Firms: Production Go-Live for Equities 2a file submission and data integrity validations
|
Release Availability & Compliance |
|
| 12/13/2021 | 2b |
Small Firms: Production Go-Live for Options 2b file submission and data integrity validations
|
Release Availability & Compliance |
|
| 12/13/2021 | 2c |
Small Firms: Production Go-Live for Equities 2c file submission and data integrity validations
|
Release Availability & Compliance |
|
| 12/13/2021 | 2d |
Small Firms: Production Go-Live for Options 2d file submission and data integrity validations
|
Release Availability & Compliance |
|
| 12/13/2021 | 2d |
LTID Account Information Reporting Go-Live for Phases 2b and 2d (Large Industry Members)
|
Release Availability & Compliance |
|
| 12/13/2021 | 2d |
LTID Account Information Reporting Go-Live for Phases 2a, 2b, 2c and 2d (Small Industry Members)
|
Release Availability & Compliance |
|
| 01/31/2022 | 2e |
Customer and Account Information - Test Environment Opens
|
Testing & Readiness |
|
| 07/11/2022 | 2e |
Customer and Account Information - Production Environment Go-Live
|
Release Availability & Compliance |
|