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UPCOMING EVENT
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Sep
28
CAT Billing Webinar
10:00AM EDT
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A. General
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F. Representative Orders
G. Manual Orders
H. ATS
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
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O. Technical Requirements
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R. Clock Synchronization
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09/25/2023
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r20
09/22/2023
Event
Monthly CAT Update (September 21, 2023)
Monthly CAT Update (September 21, 2023) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
09/21/2023
Technical Specifications
2023 Industry Member Releases (Transaction) - Scope and Schedule
09/21/2023
Technical Specifications
Full CAIS Industry Member Release Rollout
Topics
Q. Customer and Account Information
09/18/2023
Event
CAT Billing Webinar
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
09/15/2023
Announcement
CAT Funding Model Approval
Topics
A. General
09/11/2023
FAQ
J6.
What are the reporting requirements for quotes entered directly into OTC Link IDQS via OTC Link IDQS’s Dealer Application?
Topics
J. OTC Equity Securities
09/11/2023
FAQ
B44.
In what phase are bids or offers in CAT reportable securities that are provided by an Industry Member or received from another Industry Member off a national securities exchange reportable to CAT?
Topics
B. Reporting Requirements
09/11/2023
FAQ
B43.
Are verbal and manual quotes subject to the reporting requirements of Phases 2a, 2b, 2c or 2d?
Topics
B. Reporting Requirements
09/07/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (September 6, 2023)
Monthly CAIS Industry Testing Checkpoint Call (September 6, 2023) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
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