This page displays Frequently Asked Questions and responses related to various Consolidated Audit Trail topics.
Registration & Onboarding
This page displays published guidance related to Transaction and CAIS Registration, Onboarding, and Connectivity and use of the Transaction and CAIS Reporter Portals.
This page displays a summary of all available content.
This page displays information and forms specific to CAT Clock Synchronization requirements.
This page displays the presented materials and associated recordings from past industry events.
This page displays forms to be utilized by Industry Members.
This page displays additional guidance published in CAT Alerts.
Transaction Compliance Glossary
This page describes how the Compliance Error Rates on the Reporter Portal Summary screen are calculated for Transaction data.
CAIS Compliance Glossary
This page describes how the Compliance Error Rates on the Reporter Portal Summary screen are calculated for Customer and Account data.
This page displays Video Tutorials related to various Consolidated Audit Trail topics and functionality.