Latest Updates | CATNMSPLAN

05/15/2025
Event
Monthly CAT Update (May 15, 2025)
05/07/2025
Announcement
2025 Consolidated Audit Trail Advisory Committee List - Updated
05/06/2025
Reference Material
SEC Order Granting Exemptive Relief Related to Timestamp Granularity
04/30/2025
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.2 r1
04/17/2025
Event
Monthly CAT Update (April 17, 2025)
04/16/2025
Technical Specifications
Industry Member Reporting Scenarios v4.14
04/14/2025
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants Addendum v1.0.0
04/14/2025
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.1-r1
04/07/2025
Reference Material
CAT Billing Scenarios v1.1.2
04/01/2025
Event
Monthly CAT Update (March 20, 2025)
03/31/2025
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r7
03/31/2025
CAT Alert
CAT Alert 2020-02 - Standards for Self Reporting Deviations of Clock Synchronization Standards to FINRA CAT
03/25/2025
FAQ| Q. Customer and Account Information
Q19. When will the FDID Refresh Reports be delivered in the Production Environment and by what date must Industry Members comply with the Periodic Customer & Account Information Refresh requirement?
03/25/2025
Technical Specifications
03/25/2025
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r3

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