Latest Updates | CATNMSPLAN

11/11/2024
Reference Material
CAT Billing Scenarios v1.1.1
11/05/2024
Event
CAT Technical Specifications Working Group - November 5, 2024
11/05/2024
FAQ| Q. Customer and Account Information
Q19. When will the FDID Refresh Reports be delivered in the Production Environment and by what date must Industry Members comply with the Periodic Customer & Account Information Refresh requirement?
10/28/2024
FAQ| V. CAT Billing
V24. How do I submit a fee dispute?
10/28/2024
FAQ| W. Fee Dispute Resolution
W3. How does a CAT Reporter request a review by the Operating Committee of the decision of the Fee Review Subcommittee regarding a dispute involving its CAT Fees?
10/28/2024
Reference Material
Fee Dispute Resolution Application
10/28/2024
Basic page
CAT Fee Disputes
10/28/2024
FAQ| W. Fee Dispute Resolution
W4. What is a “business day” for purposes of the fee dispute resolution procedures?
10/28/2024
Reference Material
Petition for Operating Committee Review of Fee Review Hearing Panel Decision
10/28/2024
FAQ| W. Fee Dispute Resolution
W1. If a CAT Reporter disputes its CAT fees, what is the process for addressing the disputed fees?
10/28/2024
FAQ| V. CAT Billing
V24. This FAQ has been retired and archived. Please refer to Section W of the FAQs.
10/28/2024
FAQ| W. Fee Dispute Resolution
W2. How does a CAT Reporter commence the fee dispute resolution process?
10/28/2024
Reference Material
Participant Fee Dispute Resolution Rules
10/21/2024
FAQ| V. CAT Billing
V31. What is considered an "on-time" payment for a CAT invoice?
10/18/2024
Event
Monthly CAT Update (October 17, 2024)

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics