Latest Updates | CATNMSPLAN

12/18/2020
FAQ| K. Options
K8. When an Industry Member receives a complex order including an equity leg and solicits interest in the execution of the order, is the equity leg component of the solicitation and the responses to the solicitation reportable in Phase 2a?
12/16/2020
Event
Industry Member Report Card Webinar (12/16/20)
12/15/2020
FAQ| B. Reporting Requirements
B70. How should the price and eventTimestamp fields be populated on a Trade Event (“MEOT”) for a trade priced at the Net Asset Value (“NAV”) with no offset?
12/15/2020
FAQ| D. Order Receipt
D36. Should the handingInstructions value of ‘CSC’ (Contingent on a Spread Condition) be reported to CAT if an order is being worked by an algorithm that may utilize strategies that work the order in a way similar to a spread condition?
12/15/2020
Technical Specifications
Order Routing Field Mapping between CAT and Exchanges v2.0
12/15/2020
Event
Weekly Industry Testing Checkpoint Call (12/15/2020)
12/14/2020
FAQ| K. Options
K10. Does the exemption for Options Market Maker quotes apply to orders that function as quotes?
12/09/2020
Event
Weekly Industry Testing Checkpoint Call (12/08/2020)
12/09/2020
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (12/09/2020)
12/08/2020
Event
CAT Technical Specification Working Group Q&A 12/08/20
12/07/2020
Reference Material
Industry Member Schema v3.1.0 r8 (2c)
12/07/2020
Reference Material
Industry Member Schema v2.2.1 r9 (2a/2b)
12/04/2020
Reference Material
Exemptive Request Letter Related to Error Corrections
12/04/2020
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r4
12/04/2020
Reference Material
Exemptive Request Letter Related to the Online Targeted Query Tool

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics