Latest Updates | CATNMSPLAN

03/24/2025
Governance
Notice of Filing of Exemptive Request Letter Related to Timestamp Granularity
03/21/2025
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r6
03/21/2025
Reference Material
Billing Trade Details Schema - On Exchange
03/21/2025
Reference Material
Billing Trade Details Schema - Off-Exchange
03/18/2025
Event
Part 2: CAIS Report Card Webinar
03/13/2025
Event
Part 1: CAIS Report Card Webinar
03/12/2025
Technical Specifications
Options Exchanges Trade Field Mapping v1.5
03/12/2025
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.2
03/10/2025
Announcement
2025 Entitlement Certification Period - CAT Organizations With Super Account Administrators (SAAs)
03/07/2025
Reference Material
Proposed CAT NMS Plan Amendment – CAIS (3/7/2025)
03/04/2025
Announcement
2025 Consolidated Audit Trail Advisory Committee List
02/24/2025
CAT Alert
CAT Alert 2025-02: Update Regarding SEC’s CAIS Exemption Order
02/24/2025
Reference Material
SEC Order Granting Exemptive Relief Related to Certain CAIS Reporting
02/20/2025
Event
Monthly CAT Update (February 20, 2025)
02/20/2025
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.2.0 r2 (Clean)

« First
‹ Previous
1
2
3
4
5
6
7
8
9
…
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].