Latest Updates | CATNMSPLAN

10/12/2023
FAQ| V. CAT Billing
V25. How would CAT fees be assessed with regard to ATSs?
10/12/2023
Reference Material
Industry Member Onboarding Guide v1.22
10/12/2023
FAQ| V. CAT Billing
V6. How many types of CAT fees are there?
10/12/2023
FAQ| V. CAT Billing
V22. Where can I obtain a copy of CAT LLC’s W-9?
10/12/2023
FAQ| V. CAT Billing
V3. How is “CAT Executing Broker” defined for CAT billing purposes?
10/12/2023
FAQ| V. CAT Billing
V19. What happens if a firm does not enter a billing contact in the CAT Contact Management System?
10/12/2023
CAT Alert
CAT Alert 2023-02 - CAT Billing
10/12/2023
FAQ| V. CAT Billing
V16. Are trade details related to the CAT invoice available?
10/12/2023
FAQ| V. CAT Billing
V10. When will the first CAT invoices be issued?
10/12/2023
FAQ| V. CAT Billing
V26. How would CAT fees be assessed with regard to non-Industry Members on transaction reports?
10/12/2023
FAQ| V. CAT Billing
V7. How is the Historical Fee Rate for Historical CAT Assessments calculated?
10/12/2023
FAQ| V. CAT Billing
V23. How will transactions in fractional shares be treated under the funding model?
10/12/2023
FAQ| V. CAT Billing
V4. How is a CAT Executing Broker’s CAT fee calculated?
10/12/2023
FAQ| V. CAT Billing
V20. How will a firm be notified that CAT invoices have been published?
10/12/2023
FAQ| V. CAT Billing
V1. How is the cost of the CAT being funded?

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