Latest Updates | CATNMSPLAN

10/13/2021
Event
LTID to Full CAIS Cutover (October 13, 2021)
10/13/2021
Event
Industry Testing Checkpoint Call (October 12, 2021)
10/12/2021
Event
CAT Technical Specification Working Group Q&A - October 12, 2021
10/08/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r11
10/08/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r5 (Redlined)
10/08/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r5
10/07/2021
Announcement
Cboe Simulated Holiday Test - Thursday, October 21, 2021
10/06/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r5
10/06/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call and Full CAIS Certification Webinar (October 6, 2021)
10/05/2021
FAQ| M. Firm Designated ID
M1. What is a Firm Designated ID (FDID)?
10/05/2021
FAQ| M. Firm Designated ID
M14. If an Industry Member does not have an account number available to its order handling and/or execution system at the time of order receipt, what should be reported as the Firm Designated ID (FDID)?
10/05/2021
Event
CAT CAIS Technical Specification Working Group Q&A - October 5, 2021
10/05/2021
FAQ| M. Firm Designated ID
M2. Can actual account numbers be used as the FDID when submitting data to CAT?
10/05/2021
FAQ| M. Firm Designated ID
M10. CAT FAQ M2 states acceptable Firm Designated IDs may include, without limitation, a newly created unique identifier or an internal only identifier used by a broker-dealer that cannot be used to effect a transaction, and would not constitute "Customer Account Information" or “Customer Identifying Information” as defined in the CAT NMS Plan. Are there prescribed methodologies for masking account numbers?
10/05/2021
FAQ| M. Firm Designated ID
M12. Where can I find additional information regarding the Firm Designated Identifier (FDID)?

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics