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07/29/2022
Reference Material
Q2 2022 QPR
07/28/2022
Event
Monthly CAT Update (July 28, 2022)
07/28/2022
Event
CAIS Industry Testing Checkpoint Call (July 27, 2022)
07/26/2022
FAQ
| Q. Customer and Account Information
Q63.
How must an FDID Record be reported to CAIS when the account holder is a foreign trust or foreign estate where an allowable Input Identifier value does not exist because the foreign country or foreign municipality does not require or issue any kind of identifier for the foreign trust or foreign estate, and no such other allowable Input Identifier exists? For example, the foreign trust or foreign estate has no associated Legal Entity Identifier (LEI), and is also not assigned any National Registration or Tax Identifier, or any other governmental-issued identifier by a non-national level government body or agency, such as a corporate registry.
07/26/2022
Reference Material
Small Firm Roadmap to December 12, 2022
07/22/2022
Reference Material
Self-Reporting Deviations Of Clock Synchronization Standards Form
07/21/2022
Basic page
Planned CAIS LTID Phase Technical Specification Updates
07/21/2022
Basic page
CAT CAIS- Known Issues List - LTID Phase
07/20/2022
Event
CAIS Industry Testing Checkpoint Call (July 20, 2022)
07/19/2022
Timeline Activity
Customer and Account Information - Compliance Go-Live
07/14/2022
Event
CAIS Industry Testing Checkpoint Call (July 13, 2022)
07/08/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r14
07/06/2022
Announcement
Full CAIS Production Certification and Compliance Deadlines Extended
07/06/2022
Event
CAIS Industry Testing Checkpoint Call (July 6, 2022)
07/01/2022
Governance
Notice of Filing of Exemptive Request Letter to Related to Phase 2e Reporting Compliance
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