Latest Updates | CATNMSPLAN

10/07/2020
FAQ| U. Allocations
U2. What is an Allocation Report and who is required to report it?
10/06/2020
FAQ| U. Allocations
U21. Is the side value ‘SX’ (Short Sale Exempt) required to be reported on Post-Trade Allocation/Option Post-Trade Allocation (MEPA/MOPA) events?
10/06/2020
FAQ| F. Representative Orders
F3. How does a CAT Reporter determine the manner in which an agency order filled on an average price basis should be reported? More specifically, when should an Order Fulfillment (as reflected in Scenario 2.3.4 Fill of a Single Customer Order on an Average Price Basis in the CAT Industry Member Reporting Scenarios document) be used instead of Route Reports?
10/06/2020
FAQ| U. Allocations
U22. What are the requirements for clearing firms to report allocations to average price accounts of an Introducing Broker that may be exclusively for a specific client of the Introducing Broker?
10/06/2020
Event
Weekly Industry Testing Checkpoint Call (10/6/2020)
10/06/2020
FAQ| E. Order Routing and Execution
E31. If an Industry Member routes an order to another Industry Member or exchange and it is rejected because a data element was malformed and the message was unable to be read or parsed, is the Industry Member required to report the related order events to CAT given that they might reject (for example, for a malformed symbol or optionID that is not on the CAT Reportable Equity/Options Securities Symbol Master list)?
09/30/2020
Technical Specifications
Known Issues List (9/29/20)
09/30/2020
Event
Biweekly CAIS/LTID Industry Testing Checkpoint Call (9/30/2020)
09/30/2020
Technical Specifications
Planned Industry Member Technical Specification Updates (9/29/20)
09/30/2020
Event
Weekly Industry Testing Checkpoint Call (9/29/2020)
09/29/2020
Event
TRF Linkage Industry Webinar (9/29/20)
09/25/2020
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v3.2.2
09/23/2020
Event
Phase 2c Industry Webinar (9/23/20)
09/22/2020
FAQ| Q. Customer and Account Information
Q34. Where can I find a list of the LTIDs?
09/22/2020
FAQ| U. Allocations
U20. When converting the price of a non-US dollar currency for the purpose of reporting a CAT Allocation event, is it acceptable to use the end of day conversion rate?

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