Latest Updates | CATNMSPLAN

09/22/2020
FAQ| Q. Customer and Account Information
Q34. Where can I find a list of the LTIDs?
09/22/2020
FAQ| U. Allocations
U20. When converting the price of a non-US dollar currency for the purpose of reporting a CAT Allocation event, is it acceptable to use the end of day conversion rate?
09/22/2020
Event
CAT Technical Specification Working Group Q&A - 9/22/20
09/22/2020
FAQ| Q. Customer and Account Information
Q36. Is there a record limit for files submitted to CAT CAIS through SFTP?
09/22/2020
FAQ| Q. Customer and Account Information
Q35. Where can Industry Members find information regarding production readiness testing requirements for CAT CAIS?
09/22/2020
FAQ| Q. Customer and Account Information
Q32. Can production data be used in the CAT CAIS Test environment?
09/22/2020
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.1.2
09/22/2020
FAQ| I. Foreign Securities
I9. If a Reportable Event is priced in a non-U.S. dollar currency, how will such prices be reported to the CAT?
09/22/2020
FAQ| Q. Customer and Account Information
Q37. How do the CAT reporting requirements for Large Trader IDs (LTIDs) and Legal Entity Identifiers (LEIs) differ?
09/22/2020
Event
Weekly Industry Testing Checkpoint Call (9/22/2020)
09/22/2020
FAQ| U. Allocations
U17. Are changes to CAT reportable attributes of an allocation after the original booking of shares/contracts that occur post-settlement required to be reported to CAT as an Amended Allocation event (MEAA)?
09/22/2020
FAQ| B. Reporting Requirements
B7. This FAQ has been retired. Please refer to FAQ I9.
09/22/2020
FAQ| Q. Customer and Account Information
Q33. May an Industry Member leverage a previously established Reporting Relationship for CAIS? For example, if an Industry Member has already authorized a submitter to report transaction data to CAT, must that Industry Member also authorize the same submitter to report data to CAIS?
09/22/2020
Reference Material
CAT CAIS Industry Member Reporting Scenarios v1.1.2- Redline
09/18/2020
Event
Monthly CAT Implementation Update (9/17/20)

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