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Content type
CAT Alert
Announcement
Event
FAQ
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
All Topics
Year
- Any -
2020
2019
2018
2017
2016
2015
2014
2013
2012
Latest Updates
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12/30/2019
Announcement
Notice Address Language for CAT Reporter Agreement & CAT Reporting Agent Agreement
12/23/2019
FAQ
| K. Options
K10.
Does the exemption for Options Market Maker quotes apply to orders that function as quotes?
12/23/2019
FAQ
| D. Order Receipt
D27.
Are firms that provide sponsored access/direct market access required to report handling instructions on their new orders for handling instructions not intended for the sponsored access/direct market access provider but for the destination market center?
12/23/2019
FAQ
| D. Order Receipt
D28.
How should orderType be populated for orders that are received or originated without a specific limit price, but that do not have special handling instructions that include pricing criteria and are not market orders? For example, an order is originated to represent multiple customer orders, but does not have a set limit price.
12/19/2019
Event
CAT Technical Specification Working Group Q&A – 12/19/2019
12/18/2019
Event
Industry Webinar – Initial CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID (12/18/2019)
12/18/2019
Event
Industry Webinar - Industry Test Release 1.2 Go-Live Checkpoint and CAT Reporter Portal Demo (12/17/2019)
12/13/2019
FAQ
| F. Representative Orders
F3.
How does a CAT Reporter determine the manner in which an agency order filled on an average price basis should be reported? More specifically, when should an Order Fulfillment (as reflected in Scenario 2.3.4 Fill of a Single Customer Order on an Average Price Basis in the CAT Industry Member Reporting Scenarios document v2.4) be used instead of Route Reports?
12/13/2019
FAQ
| F. Representative Orders
F1.
What is a representative order?
12/13/2019
Technical Specifications
CAT Reporting Customer & Account Technical Specifications for Industry Members v1.0 Draft
12/10/2019
FAQ
| K. Options
K9.
When sending orders to CAT, are Options Market Makers required to mark such orders with an open or close indicator?
12/09/2019
Event
Industry Webinar - CAT Reporter Portal Industry Webinar and Demo - Release 1.2 Overview (12/9/2019)
12/09/2019
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.0 Draft 2 (2c)
12/09/2019
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v2.2.1-r2
12/05/2019
Event
CAT Technical Specification Working Group Q&A – 12/5/2019
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