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Content type
CAT Alert
Announcement
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FAQ
other
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
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09/03/2024
Announcement
2024 Business Clock Survey
09/03/2024
Announcement
2024 Consolidated Audit Trail Advisory Committee List
08/28/2024
CAT Alert
CAT Alert 2020-03 - Options Market Maker Quote Sent Time
08/27/2024
Event
CAT CAIS Technical Specifications Working Group - August 27, 2024
08/22/2024
Technical Specifications
Order Routing Field Mapping between CAT and Exchanges v2.14
08/16/2024
Event
Industry Member CAIS Report Card Webinar (August 15, 2024)
08/16/2024
Event
Monthly CAT Update (August 15, 2024)
08/15/2024
Basic page
CAT Fee Alerts
08/08/2024
FAQ
| A. General
A11.
How does the CAT funding model set forth in the CAT NMS Plan work?
08/08/2024
FAQ
| V. CAT Billing
V10.
When will the first CAT invoices be issued?
08/08/2024
FAQ
| V. CAT Billing
V23.
How will transactions in fractional shares be treated under the funding model?
08/08/2024
FAQ
| V. CAT Billing
V4.
How is a CAT Executing Broker’s CAT fee calculated?
08/08/2024
FAQ
| V. CAT Billing
V1.
How is the cost of the CAT being funded?
08/08/2024
Reference Material
CAT Fee Alert 2024-2
08/08/2024
FAQ
| V. CAT Billing
V12.
When is the payment due for the monthly CAT invoice?
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