| January 30, 2024 |
On January 30, 2024, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending December 31, 2023 (the “Q4 2023 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q4 2023 QPR includes a detailed description of the progress made by the Participants during the Q4 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| October 30, 2023 |
On October 30, 2023, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending September 30, 2023 (the “Q3 2023 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q3 2023 QPR includes a detailed description of the progress made by the Participants during the Q3 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| July 28, 2023 |
On July 28, 2023, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending June 30, 2023 (the “Q2 2023 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q2 2023 QPR includes a detailed description of the progress made by the Participants during the Q2 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| April 28, 2023 |
On April 28, 2023, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending March 31, 2023 (the “Q1 2023 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q1 2023 QPR includes a detailed description of the progress made by the Participants during the Q1 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| January 30, 2023 |
On January 30, 2023, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending December 31, 2022 (the “Q4 2022 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q4 2022 QPR includes a detailed description of the progress made by the Participants during the Q4 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| October 28, 2022 |
On October 28, 2022, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending September 30, 2022 (the “Q3 2022 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q3 2022 QPR includes a detailed description of the progress made by the Participants during the Q3 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| July 29, 2022 |
On July 29, 2022, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending June 30, 2022 (the “Q2 2022 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q2 2022 QPR includes a detailed description of the progress made by the Participants during the Q2 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| April 29, 2022 |
On April 29, 2022, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending on on March 31, 2022 ("Q1 2022"), pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q1 2022 QPR includes a detailed description of the progress made by the Participants during Q1 2022 toward achieving each of the milestones set forth in the Implementation Plan. |
| January 27, 2022 |
On January 27, 2022, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending on December 31, 2021 (“Q4 2021”), pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q4 2021 QPR includes a detailed description of the progress made by the Participants during Q4 2021 toward achieving each of the milestones set forth in the Implementation Plan. |
| November 1, 2021 |
On November 1, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending September 30, 2021 (the “Q3 2021 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q3 2021 QPR includes a detailed description of the progress made by the Participants during the Q3 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| July 27, 2021 |
On July 27, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending June 30, 2021 (the “Q2 2021 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q2 2021 QPR includes a detailed description of the progress made by the Participants during the Q2 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| April 30, 2021 |
On April 30, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending March 31, 2021 (the “Q1 2021 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q1 2021 QPR includes a detailed description of the progress made by the Participants during the Q1 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| January 29, 2021 |
On January 29, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending December 31, 2020 (the “Q4 2020 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q4 2020 QPR includes a detailed description of the progress made by the Participants during the Q4 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| January 29, 2021 |
On January 29, 2021, the Plan Participants filed with the Commission an updated Quarterly Progress Report for the calendar quarter ending September 30, 2020 (the “Updated Q3 2020 QPR”). The Updated Q3 2020 QPR includes a detailed description of the progress made by the Participants during the Q3 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan, and addresses comments received from the Commission staff on the Q3 2020 QPR filed on October 30, 2020. |
| October 30, 2020 |
On October 30, 2020, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending September 30, 2020 (the “Q3 2020 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q3 2020 QPR includes a detailed description of the progress made by the Participants during the last calendar quarter toward achieving each of the milestones set forth in the Implementation Plan. |
| July 22, 2020 |
On July 22, 2020, the Plan Participants filed an Implementation Plan with the Commission pursuant to Section 6.6(c)(i) of the CAT NMS Plan. The Implementation Plan sets forth a timeline for achieving the objective milestones setting forth how and when the Plan Participants will facilitate the achievement of Full Implementation of CAT NMS Plan Requirements, as defined in Section 1.1 of the CAT NMS Plan, including with respect to phased implementation. |