Implementation Plan

Q2 2022 Quarterly Progress Report

On July 29, 2022, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending June 30, 2022 (the “Q2 2022 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan.  The Q2 2022 QPR includes a detailed description of the progress made by the Participants during the Q2 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan.

Q1 2022 Quarterly Progress Report ​

On April 29, 2022, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending on on March 31, 2022 ("Q1 2022"), pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q1 2022 QPR includes a detailed description of the progress made by the Participants during Q1 2022 toward achieving each of the milestones set forth in the Implementation Plan.

Q4 2021 Quarterly Progress Report ​

On January 27, 2022, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending on December 31, 2021 (“Q4 2021”), pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q4 2021 QPR includes a detailed description of the progress made by the Participants during Q4 2021 toward achieving each of the milestones set forth in the Implementation Plan.

Q3 2021 Quarterly Progress Report ​

On November 1, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending September 30, 2021 (the “Q3 2021 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan.  The Q3 2021 QPR includes a detailed description of the progress made by the Participants during the Q3 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan.

Q2 2021 Quarterly Progress Report ​

Q1 2021 Quarterly Progress Report ​

On April 30, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending March 31, 2021 (the “Q1 2021 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q1 2021 QPR includes a detailed description of the progress made by the Participants during the Q1 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan.

Q4 2020 Quarterly Progress Report

On January 29, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending December 31, 2020 (the “Q4 2020 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q4 2020 QPR includes a detailed description of the progress made by the Participants during the Q4 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan.

Updated Q3 2020 Quarterly Progress Report

On January 29, 2021, the Plan Participants filed with the Commission an updated Quarterly Progress Report for the calendar quarter ending September 30, 2020 (the “Updated Q3 2020 QPR”). The Updated Q3 2020 QPR includes a detailed description of the progress made by the Participants during the Q3 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan, and addresses comments received from the Commission staff on the Q3 2020 QPR filed on October 30, 2020.

Q3 2020 Quarterly Progress Report

On October 30, 2020, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending September 30, 2020 (the “Q3 2020 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan.  The Q3 2020 QPR includes a detailed description of the progress made by the Participants during the last calendar quarter toward achieving each of the milestones set forth in the Implementation Plan.

CAT Implementation Plan