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Content type
CAT Alert
Announcement
Event
FAQ
Reference Material
Timeline Activity
other
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
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P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
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Latest Updates
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06/15/2022
Basic page
Planned CAIS LTID Phase Technical Specification Updates
06/14/2022
Event
CAT CAIS Technical Specification Working Group - June 14, 2022
06/13/2022
Technical Specifications
Full CAIS Industry Member Release Rollout
06/13/2022
Governance
Notice of Filing of Exemptive Request Letter Related to Verbal Floor and Upstairs Activity
06/09/2022
Event
CAIS Industry Testing Checkpoint Call (June 8, 2022)
06/07/2022
Event
Part 1: Full CAIS Error Repairs, Corrections and Material Inconsistencies (August 2, 2022)
06/07/2022
Reference Material
Linkage Summary Feedback File – CSV Sample
06/07/2022
Event
Part 2: Full CAIS Error Repairs, Corrections and Material Inconsistencies (August 3, 2022)
06/07/2022
Reference Material
Linkage Summary Feedback File – JSON Sample
06/06/2022
Technical Specifications
2022-23 Industry Member Releases- Scope and Schedule
06/06/2022
Reference Material
CAT NMS LLC 2021 and 2020 Financial Statements
06/02/2022
Technical Specifications
CAIS Data File Schema
06/02/2022
Event
CAIS Industry Testing Checkpoint Call (June 1, 2022)
05/24/2022
Event
CAT Transaction and CAIS Technical Specification Working Group - May 24, 2022
05/23/2022
Event
CAT CAIS Technical Specifications Working Group - May 3, 2022
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