Latest Updates | CATNMSPLAN

01/08/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r5 (Redlined)
01/08/2021
Technical Specifications
Industry Member Reporting Scenarios v2.11
01/08/2021
FAQ| B. Reporting Requirements
B69. How should the price and eventTimestamp fields be populated on a New Order event (“MENO”)/ Order Accepted event (“MEOA”) for a trade priced at the Net Asset Value (“NAV”) with no offset if the price is not known until after 4:15:00 pm ET on the date of origination/receipt?
01/08/2021
Reference Material
Industry Member Reporting Scenarios v2.10
01/08/2021
Reference Material
CAT Reporting Technical Specifications for Industry Members v3.1.0 r9
01/08/2021
Technical Specifications
Industry Member Reporting Scenarios v3.8
01/08/2021
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r9 (Redlined)
01/08/2021
Technical Specifications
Industry Member Reporting Scenarios v3.8 (Redlined)
01/08/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r5 (Clean)
01/07/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (01/06/2021)
01/05/2021
Event
Weekly Industry Testing Checkpoint Call (1/5/2021)
01/04/2021
FAQ| U. Allocations
U23. What does the term “booking” mean in relation to the reporting of CAT allocation events?
12/29/2020
Event
Weekly Industry Testing Checkpoint Call (12/29/2020)
12/21/2020
Reference Material
IM Reporter Portal User Guide v1.3
12/21/2020
Reference Material
FINRA CAT Connectivity Supplement for Industry Members v1.9

« First
‹ Previous
1
2
3
4
5
6
7
8
9
…
Next ›
Last »

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics