Latest Updates | CATNMSPLAN

10/12/2021
Event
CAT Technical Specification Working Group Q&A - October 12, 2021
10/08/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r11
10/08/2021
Reference Material
Industry Member Schema v4.0.0 r11 (2d)
10/08/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r5
10/08/2021
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r5 (Redlined)
10/08/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r11 (Redlined)
10/08/2021
Technical Specifications
Transition Support: Schema Changes to Existing Phase 2c Events v1.2
10/08/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (November 3, 2021)
10/07/2021
Announcement
Cboe Simulated Holiday Test - Thursday, October 21, 2021
10/06/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call and Full CAIS Certification Webinar (October 6, 2021)
10/06/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r5
10/05/2021
FAQ| M. Firm Designated ID
M16. FAQ M1 identifies certain limited circumstances where a change/replacement in Firm Designated ID (FDID) value associated with a particular trading account or Relationship ID would be permissible. If an Industry Member changes an FDID due to one of these limited circumstances prior to Full CAIS (July 11, 2022), what additional steps are required?
10/05/2021
Reference Material
Phase 2d Coordinated Industry Test- IMID List- 10/01/21
10/05/2021
FAQ| M. Firm Designated ID
M2. Can actual account numbers be used as the FDID when submitting data to CAT?
10/05/2021
Reference Material
Industry Member CAIS Onboarding Guide v1.7

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics