Latest Updates | CATNMSPLAN

04/11/2024
Reference Material
Small Firm Roadmap
04/10/2024
Event
CAIS Industry Testing Checkpoint Call (April 10, 2024)
04/10/2024
Reference Material
Industry Member CAIS Onboarding Guide v1.10
04/04/2024
FAQ| R. Clock Synchronization
R7. What time period is covered by the annual CAT Clock Synchronization Certification Form?
03/28/2024
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r2
03/27/2024
Reference Material
Proposed CAT NMS Plan Amendment – Cost Savings Amendment (3/27/2024)
03/27/2024
Event
CAIS Industry Testing Checkpoint Call (March 27, 2024)
03/21/2024
Event
Monthly CAT Update (March 21, 2024)
03/20/2024
Event
CAT Technical Specifications Working Group - March 19, 2024
03/13/2024
FAQ| K. Options
K26. Are any handling instructions required when a paired options order is routed to an options exchange and the exchange member is willing to meet price improvement offered by other exchange participants?
03/13/2024
FAQ| E. Order Routing and Execution
E32. What handling instructions must be applied to order events designated for participation in auctions?
03/13/2024
Event
CAIS Industry Testing Checkpoint Call (March 13, 2024)
03/08/2024
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.1.0 r3 (Clean)
03/07/2024
Reference Material
FINRA CAT Connectivity Supplement for Industry Members v1.17
03/07/2024
Reference Material
Industry Member Onboarding Guide v1.24

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