Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly Industry Testing Checkpoint Call for CAIS/LTID on Wednesday, December 9, 2020 at 4:15 pm ET.
Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.