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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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  • Event

    Starting on November 9, 2021, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

  • Event

    Starting on November 9, 2021, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

  • Event

    Starting on November 9, 2021, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

  • Event

    Starting on November 9, 2021, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

  • Event

    Starting on November 9, 2021, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

  • Event

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET beginning on November 9, 2021 until further notice. 

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

  • Event

    Starting on September 14, 2021, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host bi-weekly Industry Testing Checkpoint Calls every other Tuesday at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

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  • Event

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Implementation Update on the third Thursday of every month at 4:15 pm ET. The Monthly CAT Implementation Update meetings provide the industry with a high level overview of materials and guidance published on the www.catnmsplan.com website during the month.

  • Event

    Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a monthly Industry Testing Checkpoint Call for CAIS/LTID on Wednesday, November 3, 2021 at 4:15 pm ET.

    Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.

  • Announcement

    This announcement affects all Industry Members testing in the Test Environment on October 20, 2021 and October 21, 2021.

    Cboe’s C1 Option Exchange is introducing Global Trading Hours, where trading cycles will span multiple calendar days and trading can occur on non-trading days, such as Sundays and US holidays. FINRA CAT is making changes to our processing to ensure proper assignment of trade date and linkage across trading cycles.