CAIS Industry Testing Checkpoint Call (July 10, 2024)

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Wednesday, July 10, 2024 at 4:15 pm ET. This webinar will be followed by the Industry Member CAIS Report Card Webinar, which provides an overview of the CAIS Report Card to be implemented beginning with the month of June 2024. 

Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.