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M. Firm Designated ID

This topic includes information related to the Firm Designated ID (“FDID”) and use cases.

Displaying 1 - 10 of 43 results

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All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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Order

07/11/2024
Event
Industry Member CAIS Report Card Webinar (July 10, 2024)
- Industry Member CAIS Report Card Webinar (July 10, 2024) - Presentation
Audio file

Topics

M. Firm Designated ID

Q. Customer and Account Information
07/11/2024
Event
CAIS Industry Testing Checkpoint Call (July 10, 2024)
- CAIS Industry Testing Checkpoint Call - Presentation
Audio file

Topics

M. Firm Designated ID

Q. Customer and Account Information
06/05/2024
Event
CAIS Industry Testing Checkpoint Call (June 5, 2024)
- CAIS Industry Testing Checkpoint Call (June 5, 2024) - Presentation
Audio file

Topics

M. Firm Designated ID

P. Feedback and Error Correction

Q. Customer and Account Information
05/29/2024
Event
CAIS Industry Testing Checkpoint Call (May 29, 2024)
- CAIS Industry Testing Checkpoint Call (May 29, 2024) - Presentation
Audio file

Topics

M. Firm Designated ID

Q. Customer and Account Information
05/22/2024
Event
CAIS Industry Testing Checkpoint Call (May 22, 2024)
- CAIS Industry Testing Checkpoint Call (May 22, 2024) - Presentation
Audio file

Topics

M. Firm Designated ID

Q. Customer and Account Information
05/16/2024
Event
CAIS Industry Testing Checkpoint Call (May 15, 2024)
- CAIS Industry Testing Checkpoint Call (May 15, 2024) - Presentation
Audio file

Topics

M. Firm Designated ID

Q. Customer and Account Information
08/02/2023
FAQ
M16. FAQ M1 identifies certain limited circumstances where a change/replacement in Firm Designated ID (FDID) value associated with a particular trading account or Relationship ID would be permissible. If an Industry Member changes an FDID due to one of these limited circumstances prior to Full CAIS, what additional steps are required?

Topics

M. Firm Designated ID
04/18/2023
Event
CAT Technical Specifications Working Group - April 18, 2023
- CAT Technical Specification Working Group (April 18, 2023) - Presentation
Audio file

Topics

B. Reporting Requirements

M. Firm Designated ID
12/20/2022
Event
CAT Technical Specifications Working Group - December 20, 2022
- CAT Technical Specifications Working Group (December 20, 2022) - Presentation
Audio file

Topics

B. Reporting Requirements

M. Firm Designated ID

Q. Customer and Account Information
11/15/2022
Event
CAT Technical Specifications Working Group - November 15, 2022
- CAT Technical Specification Working Group (November 15, 2022)- Presentation
Audio file

Topics

B. Reporting Requirements

M. Firm Designated ID

Q. Customer and Account Information

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