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- Announcement
On April 1, 2021 the Participants of the CAT NMS Plan responded to comment letters in response to the proposed amendment to revise the CAT Reporter Agreement and CAT Reporting Agent Agreement.
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Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Industry Testing Checkpoint Calls every other Tuesday at 4:15 pm ET beginning on February 2, 2021 until further notice.
Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.
Audio file - Reference Material
- FAQ
If an allocation is updated such that a CAT reportable attribute is changed after the shares/contracts have been booked in a client account, then an Amended Allocation event (MEAA) or Options Post-Trade Amended Allocation Event (MOAA) may be reported to CAT reflecting the corrected details of the allocation.
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