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Below is a summary of all available content.
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- Technical SpecificationsCAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1.1 (Clean)
- Technical Specifications
- Technical Specifications
- EventAudio file
- Reference MaterialTopics
- Technical Specifications
- Reference Material
- Technical Specifications
- FAQ
Orders received or originated prior to the date on which an Industry Member is required to begin reporting to the CAT and any subsequent events related to such orders, including those occurring on or after the required reporting date, are not required to be reported to the CAT. However, Industry Members may submit to the CAT events related to orders received or originated prior to the required reporting date and they will not be rejected.
Topics - Event
Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Daily Industry Testing Checkpoint Calls every day at 4:15 pm ET beginning on June 15, 2020 until further notice.
Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.
Audio file