Latest Updates | CATNMSPLAN

03/07/2024
Reference Material
FINRA CAT Connectivity Supplement for Industry Members v1.17
02/29/2024
Announcement
2024 Entitlement Certification Period - CAT Organizations With Super Account Administrators (SAAs)
02/29/2024
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.4 (Redlined)
02/29/2024
Reference Material
CAT CAIS Industry Member Reporting Scenarios v2.4
02/28/2024
Event
CAIS Industry Testing Checkpoint Call (February 28, 2024)
02/15/2024
Event
Monthly CAT Update (February 15, 2024)
02/13/2024
Governance
Notice of Filing of Exemptive Request Letter Related to Responses to Electronic RFQs
02/08/2024
Event
Monthly CAIS Industry Testing Checkpoint Call (February 7, 2024)
01/30/2024
Reference Material
Q4 2023 QPR
01/26/2024
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.1.0 r2 (Clean)
01/26/2024
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r1
01/22/2024
CAT Alert
CAT Alert 2022-01: Full CAIS Reporting Timeline and Interim Reporting Obligations
01/22/2024
FAQ| Q. Customer and Account Information
Q55. When an Industry Member receives a Material Inconsistency notification, is it required to contact its Customer to confirm the Customer’s information?
01/22/2024
CAT Alert
CAT Alert 2023-01: Interim Reporting Obligation 4 and Full CAIS Go-Live
01/18/2024
Event
Monthly CAT Update (January 18, 2024)

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