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other
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B. Reporting Requirements
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04/21/2023
Event
Monthly CAT Update (April 20, 2023)
04/21/2023
FAQ
| D. Order Receipt
D10.
How should orders received with instructions from the customer to buy as much stock as possible for a specific dollar amount (e.g., $1,000), commonly referred to as "cash" orders, be reported to CAT?
04/20/2023
Reference Material
CAT Industry Member Technical Specifications (2d) v4.0.0 r19
04/19/2023
Governance
Extension Request Letter Related to the July 8 Order
04/18/2023
Event
CAT Technical Specifications Working Group - April 18, 2023
04/17/2023
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r18
04/06/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (April 5, 2023)
03/31/2023
Governance
Notice of Filing of Exemptive Request Letter Related to Verbal Floor and Upstairs Activity
03/29/2023
Reference Material
CAT LLC- Q1 2023 Financial and Operating Budget
03/24/2023
Event
Monthly CAT Update (March 23, 2023)
03/21/2023
FAQ
| Q. Customer and Account Information
Q16.
Can an Industry Member submit the same CAIS record every business day? Or should the Industry Member submit only a delta record? For example, if a record is submitted on T and nothing changes, can the same record be submitted on T+1, T+2, etc.? Or should the Industry Member only resubmit the record if a required data element changes?
03/13/2023
Reference Material
Proposed CAT NMS Plan Amendment Related to Funding Proposal (3/13/2023)
03/07/2023
Announcement
2023 Entitlement Certification Period - CAT Organizations With Super Account Administrators (SAAs)
03/02/2023
Reference Material
Withdrawal of 2022 Funding Model Amendment (3/01/2023)
03/02/2023
Event
CAIS Industry Testing Checkpoint Call (March 1, 2023)
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