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UPCOMING EVENT
Apr
17
Monthly CAT Update (April 17, 2025)
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03/29/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v1.1 Draft 2
03/29/2019
Technical Specifications
Industry Member Reporting Scenarios v1.1 Draft 2
03/25/2019
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v1.72
03/19/2019
Event
Industry Member Update on Consolidated Audit Trail Registration (3/19/2019)
CAT Industry Call Presentation 03192019
Audio file
Topics
A. General
03/12/2019
FAQ
P16.
What is the T+3 error correction timeframe based on (e.g., submission date, original error date, etc.)? Example: if an order event is submitted on T and is rejected on that day, then corrected on T+1 but the correction on T+1 fails, is the event on T considered "corrected" or does the T+1 rejection need to be addressed and, if so, when?
Topics
P. Feedback and Error Correction
02/28/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v1.1 Draft 1
02/28/2019
Technical Specifications
Industry Member Reporting Scenarios v1.1 Draft 1
02/27/2019
Announcement
CAT NMS Selects FINRA as Consolidated Audit Trail Plan Processor
Topics
A. General
02/21/2019
Reference Material
Consolidated Audit Trail (“CAT”) Clock Synchronization Certification Form
02/21/2019
Technical Specifications
Industry Member Schema v2.2.1 (JSON)
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