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K. Options
This topic includes information and reporting requirements related to options orders.
Displaying 1 - 10 of 35 results
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A. General
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D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
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03/13/2024
FAQ
K26.
Are any handling instructions required when a paired options order is routed to an options exchange and the exchange member is willing to meet price improvement offered by other exchange participants?
Topics
K. Options
02/22/2022
FAQ
K25.
When must the ‘OPT’ handlingInstructions value be used in Phase 2d?
Topics
K. Options
01/25/2022
FAQ
K24.
When should Industry Members report the ‘FB’ handling instruction on an Order Route event?
Topics
K. Options
11/23/2021
FAQ
K21.
When must cancel information be reported for an Option Trade Event (“MOOT”)?
Topics
K. Options
11/04/2021
FAQ
K22.
What reportable events are CAT Reporters required to report to the CAT when using an algorithmic strategy involving multiple component securities (for example, a Vega algorithm), where the trading instructions do not include the full materials terms of an order for each or any component security?
Topics
K. Options
11/04/2021
FAQ
K23.
What CAT reportable events are required when at least one but not all legs of a multi-leg strategy are known at the time the instruction is given from one Industry Member to another Industry Member?
Topics
K. Options
10/21/2021
FAQ
K15.
How must the priceType field be populated on multi-leg events?
Topics
K. Options
10/15/2021
FAQ
K5.
Is the ‘OPT’ handling instruction appropriate for Buy/Writes or option exercises and assignments?
Topics
K. Options
10/15/2021
FAQ
K14.
Is it appropriate to use the 'OPT' handling instruction when an equity order does not become executable until a related option trade has been executed, but is not part of a complex order such as a Buy/Write?
Topics
K. Options
09/21/2021
FAQ
K20.
When must the pairedOrderID be reported to CAT?
Topics
K. Options
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