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K. Options
This topic includes information and reporting requirements related to options orders.
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A. General
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E. Order Routing and Execution
F. Representative Orders
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H. ATS
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K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
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P. Feedback and Error Correction
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R. Clock Synchronization
S. Security
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08/28/2024
CAT Alert
CAT Alert 2020-03 - Options Market Maker Quote Sent Time
Topics
B. Reporting Requirements
K. Options
03/13/2024
FAQ
K26.
Are any handling instructions required when a paired options order is routed to an options exchange and the exchange member is willing to meet price improvement offered by other exchange participants?
Topics
K. Options
02/22/2022
FAQ
K25.
When must the ‘OPT’ handlingInstructions value be used in Phase 2d?
Topics
K. Options
01/25/2022
FAQ
K24.
When should Industry Members report the ‘FB’ handling instruction on an Order Route event?
Topics
K. Options
11/23/2021
FAQ
K21.
When must cancel information be reported for an Option Trade Event (“MOOT”)?
Topics
K. Options
11/04/2021
FAQ
K22.
What reportable events are CAT Reporters required to report to the CAT when using an algorithmic strategy involving multiple component securities (for example, a Vega algorithm), where the trading instructions do not include the full materials terms of an order for each or any component security?
Topics
K. Options
11/04/2021
FAQ
K23.
What CAT reportable events are required when at least one but not all legs of a multi-leg strategy are known at the time the instruction is given from one Industry Member to another Industry Member?
Topics
K. Options
10/21/2021
FAQ
K15.
How must the priceType field be populated on multi-leg events?
Topics
K. Options
10/15/2021
FAQ
K14.
Is it appropriate to use the 'OPT' handling instruction when an equity order does not become executable until a related option trade has been executed, but is not part of a complex order such as a Buy/Write?
Topics
K. Options
10/15/2021
FAQ
K5.
Is the ‘OPT’ handling instruction appropriate for Buy/Writes or option exercises and assignments?
Topics
K. Options
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