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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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02/09/2022
Event
Monthly CAIS Industry Testing Checkpoint Call (February 9, 2022)
Monthly CAIS Industry Testing Checkpoint Call (February 9, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
02/08/2022
FAQ
Q57.
If there is a CAT Customer with multiple valid Input Identifiers who is associated with a single account at a CAT Reporter firm, which Input Identifier must be used to generate a Transformed Identifier for the Customer?
Topics
Q. Customer and Account Information
02/04/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.2.1
02/03/2022
Event
CAT Processing Update (February 2, 2022)
CAT Processing Update (2.02.22) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
01/28/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.2
01/27/2022
FAQ
H4.
A firm operates a display ATS that only publishes periodic snapshots of aggregate quotes based on a pre-determined frequency (e.g., every X milliseconds). The aggregate quote published only reflects open interest at the time of the snapshot. Consequently, there may be orders that have been received, executed, canceled, or repriced as the result of a change in NBBO (or other relevant reference price), but no aggregate quote will be published until the time of the next snapshot. Is the ATS required to generate and report order display modifications under these circumstances?
Topics
H. ATS
01/25/2022
FAQ
Q7.
Is an Industry Member permitted to provide Sensitive Identifiers, dates of birth and account numbers as a part of the Customer Identifying Information and Customer Account Information?
Topics
Q. Customer and Account Information
01/25/2022
Event
CAT CAIS Technical Specification Working Group - January 25, 2022
CAT CAIS Technical Specification Working Group (January 25, 2022) - Presentation
Audio file
Topics
Q. Customer and Account Information
01/25/2022
FAQ
K24.
When should Industry Members report the ‘FB’ handling instruction on an Order Route event?
Topics
K. Options
01/24/2022
FAQ
D33.
How should the tradingSession field be populated for option orders?
Topics
D. Order Receipt
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