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UPCOMING EVENT
Dec
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Monthly CAT Update (December 19, 2024)
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04/04/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r12
04/04/2022
Reference Material
April 6, 2022 CAT Funding Industry Webinar- Presentation
03/29/2022
Event
Cost Savings and Processing Efficiencies
Cost Savings and Processing Efficiencies (March 29, 2022) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
03/29/2022
Event
CAT Technical Specification Working Group - March 29, 2022
CAT Technical Specification Working Group (March 29, 2022) - Presentation
Audio file
Topics
B. Reporting Requirements
D. Order Receipt
03/25/2022
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r14
03/24/2022
Event
CAIS Industry Testing Checkpoint Call (March 23, 2022)
CAIS Industry Testing Checkpoint Call (March 23, 2022) - Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
03/23/2022
CAT Alert
CAT Alert 2020-04 - Standards for Self Reporting Erroneous Events to FINRA CAT
Topics
A. General
03/21/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r11
03/16/2022
Event
Monthly CAT Update (March 16, 2022)
Monthly CAT Update (March 16, 2022) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
03/15/2022
Event
CAT CAIS Technical Specification Working Group - March 15, 2022
CAT CAIS Technical Specification Working Group (March 15, 2022) - Presentation
Audio file
Topics
Q. Customer and Account Information
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