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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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11/30/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.0.0 r8
11/24/2021
Technical Specifications
Transition Support: Schema Changes to Existing Phase 2c Events v1.3
Topics
B. Reporting Requirements
11/23/2021
Event
Industry Testing Checkpoint Call (November 23, 2021)
Industry Testing Checkpoint Call (November 23, 2021) - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
11/23/2021
FAQ
K21.
When must cancel information be reported for an Option Trade Event (“MOOT”)?
Topics
K. Options
11/19/2021
Event
Monthly CAT Implementation Update (November 18, 2021)
Monthly CAT Implementation Update (November 18, 2021)- Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
11/17/2021
Event
Industry Testing Checkpoint Call (November 16, 2021)
Industry Testing Checkpoint Call (November 16, 2021) - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
11/17/2021
Event
CAT CAIS Technical Specification Working Group Q&A - November 16, 2021
CAT CAIS Technical Specifications Working Group Q&A (November 16, 2021)- Q&A
CAT CAIS Technical Specifications Working Group Q&A (November 16, 2021)- Presentation
Audio file
Topics
Q. Customer and Account Information
11/16/2021
FAQ
P6.
Can previously accepted records be corrected?
Topics
P. Feedback and Error Correction
11/16/2021
FAQ
P10.
When must an Industry Member resubmit a file that is rejected by CAT?
Topics
P. Feedback and Error Correction
11/16/2021
FAQ
P13.
If a GTC limit order is executed several months after receipt of the order, will CAT reject the Trade Event?
Topics
P. Feedback and Error Correction
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