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10/16/2019
Governance
Notice of Filing of Exemptive Request Letter related to Customer and Account Information
Topics
A. General
Q. Customer and Account Information
10/14/2019
FAQ
C6.
What is the definition of a “cabinet” order for purposes of the “orderType” field for Exchange-listed options in the CAT Reporting Technical Specifications for Industry Members?
Topics
C. Definitions
10/10/2019
Event
CAT Technical Specification Working Group Q&A - 10/10/2019
CAT Technical Specification Working Group Q&A - 10/10/2019 - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
10/08/2019
Technical Specifications
Industry Member Reporting Scenarios v2.4
09/26/2019
Event
Industry Webinar - CAT Connectivity Update (September 26, 2019)
CAT Connectivity Update (September 26, 2019) - Presentation
Audio file
Topics
A. General
T. Production Readiness Testing
09/26/2019
Event
CAT Technical Specification Working Group Q&A - 9/26/2019
CAT Technical Specifications Q&A 9/26/2019 - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
09/26/2019
Governance
Proposed FDID Amendment (9/26/2019)
Topics
A. General
M. Firm Designated ID
09/26/2019
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v2.1
09/25/2019
FAQ
A1.
Has a legal entity been established to conduct the activities related to the CAT?
Topics
A. General
09/19/2019
Event
Industry Webinar - OTC Equities (September 18, 2019)
Industry Webinar - OTC Equities (September 18, 2019) - Presentation
Audio file
Topics
B. Reporting Requirements
J. OTC Equity Securities
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