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UPCOMING EVENT
Dec
19
Monthly CAT Update (December 19, 2024)
04:15PM EST
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08/29/2019
FAQ
A8.
What is the role of the Plan Processor?
Topics
A. General
08/29/2019
Event
Industry Webinar - CAT Error Correction Overview (August 27, 2019)
CAT Error Corrections Overview 8/27/2019 - Presentation
Audio file
Topics
P. Feedback and Error Correction
08/29/2019
Event
Industry Webinar - Security of CAT Data (August 28, 2019)
CAT Security Approach Overview Presentation
Audio file
Topics
S. Security
08/29/2019
Event
CAT Technical Specification Working Group Q&A - 8/29/2019
CAT Technical Specifications Working Group Q&A 2019-08-29 - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
08/29/2019
Governance
Notice of Filing of Amended CAT NMS Plan for Consolidated Audit Trail, LLC (08/29/2019)
Topics
A. General
08/29/2019
Governance
Amended CAT NMS Plan for Consolidated Audit Trail, LLC (8/29/2019)
Topics
A. General
08/28/2019
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v2.0 Enhanced
08/16/2019
Event
CAT Technical Specification Working Group Q&A - 8/15/2019
CAT Technical Specifications Q&A 8/15/2019 - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
08/14/2019
Event
Industry Webinar - Equity Representative Orders Deep Dive (August 13, 2019)
Equity Representative Orders Deep Dive - 8/13/2019
Audio file
Topics
B. Reporting Requirements
F. Representative Orders
08/13/2019
FAQ
M13.
Does a Firm Designated ID apply to a trading account or to a Customer? Certain provisions in the CAT NMS Plan refer to Firm Designated IDs for Customers.
Topics
M. Firm Designated ID
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