Skip to main content

Welcome to the redesigned CAT NMS Plan website. Please take this survey and provide your feedback.

Interfirm Linkage Overview (7/22/2020)

On Wednesday, July 22, 2020 at 2 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host the first of two industry webinars focusing on Interfirm Linkage.

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the "join from your browser" link. The presentation document and recording will be posted.