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A. General

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C. Definitions

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F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

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12/19/2019
Event
CAT Technical Specification Working Group Q&A – 12/19/2019
- CAT Technical Specification Working Group Q&A – 12/19/2019 - Questions
Audio file

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B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
12/18/2019
Event
Industry Webinar - Industry Test Release 1.2 Go-Live Checkpoint and CAT Reporter Portal Demo (12/17/2019)
- Industry Test Release Status (12/17/2019) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
12/18/2019
Event
Industry Webinar – Initial CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID (12/18/2019)
- CAT Customer and Account Information System (CAIS) Specification for Firm Designated ID (FDID) and Large Trader ID (LTID)
Audio file

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B. Reporting Requirements

M. Firm Designated ID

Q. Customer and Account Information
12/13/2019
Technical Specifications
CAT Reporting Customer & Account Technical Specifications for Industry Members v1.0 Draft
12/10/2019
FAQ
K9. When sending orders to CAT, are Options Market Makers required to mark such orders with an open or close indicator?

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K. Options
12/09/2019
Event
Industry Webinar - CAT Reporter Portal Industry Webinar and Demo - Release 1.2 Overview (12/9/2019)
- Industry Test Release 1.2 Overview
Audio file

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P. Feedback and Error Correction

T. Production Readiness Testing
12/09/2019
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v2.2.1-r2
12/09/2019
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.0 Draft 2 (2c)
12/05/2019
Event
CAT Technical Specification Working Group Q&A – 12/5/2019
- CAT Tech Spec Working Group Q&A – 12/5/2019 - Questions
Audio file

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B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
12/02/2019
Announcement
Participants of the CAT NMS Plan Response to SIFMA Letter

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