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UPCOMING EVENT
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11/07/2018
Event
Industry Updates on the Consolidated Audit Trail (11/14/2018)
CAT Industry Webcast 11/14/2018 - Presentation
Audio file
Topics
A. General
10/30/2018
FAQ
C1.
How has the Operating Committee defined “Trading Day”?
Topics
C. Definitions
10/30/2018
FAQ
K3.
Are responses to auctions reportable in Phase 2b?
Topics
K. Options
10/30/2018
Technical Specifications
Industry Member Technical Specifications (2a/2b) v1.0
10/30/2018
Technical Specifications
Industry Member Reporting Scenarios v1.0
10/17/2018
Event
Industry Update on the Consolidated Audit Trail (10/17/18)
CAT Industry Update Webcast 10/17/2018 - Presentation
Audio file
Topics
A. General
10/17/2018
FAQ
N1.
Can CAT Reporting Agents report CAT Data to the CAT on behalf of an Industry Member without the Industry Member’s consent?
Topics
N. Third Party Reporting
09/11/2018
FAQ
B10.
How should Industry Members report transactions involving fractional shares to the CAT?
Topics
B. Reporting Requirements
09/05/2018
Technical Specifications
OATS To CAT Events Field Level Mapping v1
08/15/2018
FAQ
M5.
Which FDID must be provided for firm owned or controlled accounts?
Topics
M. Firm Designated ID
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