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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

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Order

08/26/2020
Event
Weekly CAIS/LTID Industry Testing Checkpoint Call (8/26/2020)
- Weekly CAIS/LTID Industry Testing Checkpoint Call (8/26/2020)- Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
08/25/2020
Event
Weekly Industry Testing Checkpoint Call (8/25/2020)
- Weekly Industry Testing Checkpoint Call (8/25/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/20/2020
Event
Industry Member Compliance Report Card
- Industry Member Compliance Report Card- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/19/2020
Event
Interfirm Linkage Overview (8/19/2020)
- Interfirm Linkage Overview (8/19/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/18/2020
Event
Weekly Industry Testing Checkpoint Call (8/18/2020)
- Weekly Industry Testing Checkpoint Call (8/18/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/12/2020
Event
Interfirm Linkage Overview (8/12/2020)
- Interfirm Linkage Overview (8/12/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/11/2020
Event
Weekly Industry Testing Checkpoint Call (8/11/2020)
- Weekly Industry Testing Checkpoint Call (8/11/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
08/04/2020
Event
Weekly Industry Testing Checkpoint Call (8/4/2020)
- Weekly Industry Testing Checkpoint Call (8/4/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/29/2020
Event
Weekly Industry Testing Checkpoint Call (7/28/2020)
- Weekly Industry Testing Checkpoint Call (7/28/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
07/23/2020
Event
Interfirm Linkage Overview (7/22/2020)
- Interfirm Linkage Overview (7/22/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

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