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Industry Member Compliance Report Card

On Thursday, August 20, 2020 at 11 am ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar to provide an overview of the Industry Member Compliance Report Card. 
 

Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the "join from your browser" link. The presentation document and recording will be posted.

Zoom Webinar Information:

Topic: Industry Member Compliance Report Card
Date: Thursday, August 20, 2020
Time: 11 am ET (New York, GMT-04:00)
Webinar ID: 928-4988-3026

Webinar Password: 039527

Join the online meeting

 

Join by Telephone

Dial:

US (Toll): +1 646-931-3822 or +1 669-444-9133

US (Toll-Free): +1 833-445-1212

Webinar ID: 928-4988-3026

Aug
20

Industry Member Compliance Report Card

11:00AM EDT