Latest Updates | CATNMSPLAN

Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.2 (December 16 functionality)
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Last Day of Interim Reporting Obligation 1
Timeline Activity
LTID Account Information Reporting Go-Live for Phase 2d (Large Industry Members)
Timeline Activity
Publication of IMID/IMID Conflicts and Issue Sample List
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Equities ONLY- Report Card Availability
Technical Specifications
Technical Specifications for IDQS v1.0 r1
Event
Industry Webinar - CAT 101
Timeline Activity
Production Environment Go-Live for Options 2b Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
Timeline Activity
Small Firms: Production Go-Live for Equities 2c reporting requirements
Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.1 (November 18 functionality)
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Industry Test Release 1.3
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
LTID Account Information Reporting Production Environment Opens
Event
Daily Industry Testing Checkpoint Call (6/26/2020)
Announcement
CAT LLC Shares Condolences in Passing of FINRA Executive and Market Regulation Veteran Thomas Gira
Event
Industry Testing Checkpoint Call (2/2/2021)

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Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].