Latest Updates | CATNMSPLAN

Timeline Activity
Production Go-Live for Options 2b file submission and data integrity validations
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
CAT Reporter Portal User Guide Published for February Release
Release 1 - File Submission and Data Integrity Validations
Event
Daily Industry Testing Checkpoint Call (6/15/2020)
Event
Daily Industry Testing Checkpoint Call (6/22/2020)
Timeline Activity
Production Environment Go-Live for Equities 2a Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
Timeline Activity
Production Go-Live for Phase 2d reporting requirements
Timeline Activity
Production Environment Opens for Production Readiness
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Production Environment opens for Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
Timeline Activity
Industry Test Release 1.2
Release 1 - File Submission and Data Integrity Validations
Reference Material
CAT LLC- 2023 Financial and Operating Budget
Event
Monthly CAT Update (June 19 , 2025)
CAT Alert
CAT Alert 2018-001- Industry Member Reporting Technical Specifications
Timeline Activity
Production Go-Live for Equities 2c reporting requirements
Timeline Activity
AWS PrivateLink available for 2a/2b machine-to-machine file submission and CAT Reporter Portal
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Last Day of Interim Reporting Obligation 2

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].