Latest Updates | CATNMSPLAN

Timeline Activity
Last Day of Interim Reporting Obligation 1
Timeline Activity
LTID Account Information Reporting Go-Live for Phase 2d (Large Industry Members)
Timeline Activity
Publication of IMID/IMID Conflicts and Issue Sample List
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Equities ONLY- Report Card Availability
Technical Specifications
Technical Specifications for IDQS v1.0 r1
Announcement
2019 Audited Financial Statements for CAT NMS, LLC and Consolidated Audit Trail, LLC
Reference Material
Proposed CAT NMS Plan Amendment Regarding the CAT Reporter Agreement and CAT Reporting Agent Agreement (12/18/2020)
CAT Alert
CAT Alert 2019-03 - CAT Industry Member Reporting Scenarios Version 2.0
Reference Material
Notice of Filing of Exemptive Request Letter Related to Phase 2c Cutover
Timeline Activity
Production Environment Go-Live for Options 2b Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
Timeline Activity
Small Firms: Production Go-Live for Equities 2c reporting requirements
Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.1 (November 18 functionality)
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Industry Test Release 1.3
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
LTID Account Information Reporting Production Environment Opens
Event
Daily Industry Testing Checkpoint Call (6/26/2020)

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].