Latest Updates | CATNMSPLAN

Timeline Activity
Production Environment opens for Firm to Firm Linkage validations
Release 3 - Interfirm Linkage
Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.1 (November 18 functionality)
Release 1 - File Submission and Data Integrity Validations
CAT Alert
CAT Alert 2019-03 - CAT Industry Member Reporting Scenarios Version 2.0
Reference Material
Notice of Filing of Exemptive Request Letter Related to Phase 2c Cutover
Timeline Activity
Test Environment opens for Options 2b Exchange Linkage validations
Release 4 - TRF/Exchange Linkage
Timeline Activity
Customer and Account Information - Test Environment Opens
Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.2 (December 16 functionality)
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Last Day of Interim Reporting Obligation 1
Timeline Activity
LTID Account Information Reporting Go-Live for Phase 2d (Large Industry Members)
Timeline Activity
Publication of IMID/IMID Conflicts and Issue Sample List
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Equities ONLY- Report Card Availability
Technical Specifications
Technical Specifications for IDQS v1.0 r1
Announcement
2019 Audited Financial Statements for CAT NMS, LLC and Consolidated Audit Trail, LLC
Reference Material
Proposed CAT NMS Plan Amendment Regarding the CAT Reporter Agreement and CAT Reporting Agent Agreement (12/18/2020)
Event
Industry Webinar - CAT 101

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics