Latest Updates | CATNMSPLAN

Timeline Activity
Small Firms: Production Go-Live for Options 2d reporting requirements
Timeline Activity
Plan Participant UAT begins for Industry Test Release 1.2 (December 16 functionality)
Release 1 - File Submission and Data Integrity Validations
Event
Weekly Industry Checkpoint Call (3/24/2020)
Timeline Activity
LTID Account Information Reporting Go-Live for Phases 2a, 2b and 2c (Large Industry Members)
Timeline Activity
Private Line available for network testing (BT Radianz and Century Link)
Release 1 - File Submission and Data Integrity Validations
Governance
Request to Approve the Participants' 2/19/20 Exemptive Relief Request
Governance
Proposed CAT NMS Plan Amendment - Verbal Quotes (08/02/2024)
CAT Alert
CAT-Alert-2019-04 - Feedback Definition for Named Errors
Reference Material
Q4 2021 QPR
Timeline Activity
Test Environment opens for Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
Timeline Activity
Test Environment Opens for Equities Phase 2c reporting requirements
Timeline Activity
Plan Participant UAT begins for Industry Test Release 1.1 (November 18 functionality) and Reference Data Release
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
LTID Account Information Testing Environment Opens
Governance
Industry Recommendations for the Creation of a Consolidated Audit Trail (CAT) (3/28/13)
Event
Daily Industry Testing Checkpoint Call (6/25/2020)

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].