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03/24/2016
Governance
CAT NMS Plan Security Requirements - Architecture, Program and Data Usage Controls (3/24/2016)
02/09/2016
Governance
Clean Version of the 12/23/15 Amended and Restated Consolidated Audit Trail National Market System Plan (CAT NMS Plan) Submission
01/01/2016
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Legal Notice
01/01/2016
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Privacy Policy
12/23/2015
Governance
12/23/15 Amended and Restated CAT NMS Plan Submission
09/02/2015
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Supplement #2 to Exemptive Request Letter: Account Effective Date
09/02/2015
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Approval Order of Exemptive Request Letter
06/12/2015
Technical Specifications
EBS-CAT Gap Analysis
04/03/2015
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Supplement #1 to Exemptive Request Letter: Allocation Report Examples
01/30/2015
Governance
Notice of Filing of Exemptive Request Letter
09/30/2014
Governance
Amended and Restated CAT NMS Plan Submission (2/17/2015)
09/30/2014
Governance
Initial CATNMS Plan Submission (9/30/2014)
Event
Industry Testing Checkpoint Call (2/2/2021)
CAT Alert
CAT Alert 2019-02 - CAT Reporting Technical Specifications for Industry Members - Final
Timeline Activity
Production Environment Go-Live for Options 2b Intrafirm Linkage validations
Release 2 - Intrafirm Linkage
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