Latest Updates | CATNMSPLAN

12/10/2019
FAQ| K. Options
K9. When sending orders to CAT, are Options Market Makers required to mark such orders with an open or close indicator?
12/09/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1 r2
12/09/2019
Technical Specifications
Industry Member Technical Specifications (2c) v3.0 Draft 2
12/09/2019
Event
Industry Webinar - CAT Reporter Portal Industry Webinar and Demo - Release 1.2 Overview (12/9/2019)
12/05/2019
Event
CAT Technical Specification Working Group Q&A – 12/5/2019
12/02/2019
Announcement
Participants of the CAT NMS Plan Response to SIFMA Letter
11/21/2019
Event
CAT Technical Specification Working Group Q&A – 11/21/2019
11/20/2019
Governance
New Proposed CAT NMS Plan Amendment related to FDID
11/19/2019
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v3.0.0
11/19/2019
Event
Industry Webinar - CAT Reporter Portal Industry Webinar and Demo (11/18/2019)
11/07/2019
Event
CAT Technical Specification Working Group Q&A – 11/07/2019
11/01/2019
Technical Specifications
Industry Member Technical Specifications (2c) v3.0 Draft 1
10/30/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1 r1
10/29/2019
Event
Industry Webinar - CAT Reporter Portal Overview and Key Dates (10/28/2019)
10/24/2019
FAQ| R. Clock Synchronization
R2. If I am an agency broker-dealer and I send my orders through a third-party service provider’s system (e.g., Bloomberg), what clock synchronization compliance obligations do I have with regard to the third-party service provider’s clocks and my own clocks? Do I need to do anything with regard to the internal systems (e.g., internal PCs or servers) or clocks within my own firm to satisfy the clock synchronization requirements?

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics