Latest Updates | CATNMSPLAN

Timeline Activity
Industry Test Release 1.4
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
LTID Account Information Reporting Production Environment Opens
Event
Daily Industry Testing Checkpoint Call (6/26/2020)
Announcement
CAT LLC Shares Condolences in Passing of FINRA Executive and Market Regulation Veteran Thomas Gira
Timeline Activity
Test Environment opens for file submission and data integrity validations
Release 1 - File Submission and Data Integrity Validations
Timeline Activity
Small Firms: Production Go-Live for Options 2b reporting requirements
Timeline Activity
CAT Secure Reporting Gateway available for network testing
Release 1 - File Submission and Data Integrity Validations
Reference Material
Q3 2022 QPR
Timeline Activity
Industry Test Release 1.3
Release 1 - File Submission and Data Integrity Validations

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Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].