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Request to Approve the Participants' 2/19/20 Request for Exemptive Relief

On March 27, 2020, the Participants of the CAT NMS Plan submitted to the SEC a letter requesting action to approve the Participants’ February 19, 2020 request for exemptive relief regarding Industry Member reporting dates and March 19, 2020 request to extend the SEC staff’s COVID-19 no action relief.