Latest Updates | CATNMSPLAN

02/04/2020
Basic page
Exemptive Request Letters
02/04/2020
Basic page
CAT NMS Plan
02/03/2020
Governance
Notice of Filing of Exemptive Request Letter related to Timestamp Granularity and Relationship IDs
02/03/2020
Governance
Notice of Filing of Exemptive Request Letter related to the Definition of Small Industry Member
01/31/2020
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1 r3
01/31/2020
Technical Specifications
Industry Member Technical Specifications (2c) v3.0 FINAL
01/31/2020
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.0
01/30/2020
Event
Industry Webinar - Options Market Makers (1/29/2020)
01/30/2020
Event
CAT Technical Specification Working Group Q&A - 1/30/2020
01/29/2020
Event
Weekly Industry Testing Checkpoint Call (1/28/2020)
01/29/2020
Governance
Notice of Filing of Exemptive Request Letter related to Customer and Account Information
01/28/2020
FAQ| K. Options
K7. This FAQ has been moved to section K. Options, as FAQ K8.
01/28/2020
FAQ| E. Order Routing and Execution
E13. Is a firm that routes an order away from the firm for execution required to report routing instructions (e.g., specific order types and terms and conditions used for the order when sending to an exchange) to CAT in the handlingInstructions field on the CAT Order Route Event?
01/27/2020
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.0
01/22/2020
Event
Weekly Industry Testing Checkpoint Call (1/21/2020)

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics