Latest Updates | CATNMSPLAN

02/27/2020
Event
Weekly Industry Testing Checkpoint Call and CAT Reporter Portal Demo (2/25/2020)
02/26/2020
Technical Specifications
Participant Technical Specifications v3.0.1
02/25/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1 (Redlined)
02/25/2020
FAQ| D. Order Receipt
D31. What accountHolderType value should be used if the beneficial owner of an account is a non-broker-dealer foreign affiliate or non-reporting foreign broker-dealer, but the beneficial owner also meets the definition of another accountHolderType value (e.g., institution)?
02/25/2020
FAQ| O. Technical Requirements
O14. Can a CAT Reporter share its CAT connectivity with other affiliated CAT Reporters or affiliated CAT Reporting Agents?
02/25/2020
Technical Specifications
Industry Member Technical Specifications (2c) v3.1
02/24/2020
Governance
CAT System Terms of Use
02/21/2020
Basic page
Transaction Registration & Onboarding
02/21/2020
Technical Specifications
02/20/2020
Event
Industry Webinar - FDID Refresher and Introduction to Allocation Reporting (2/19/2020)
02/19/2020
Event
Weekly Industry Testing Checkpoint Call (2/18/2020)
02/19/2020
Governance
Notice of Filing of Exemptive Request Letter related to the Implementation of a Phased Industry Member Reporting Timeline
02/14/2020
Basic page
Guidance
02/14/2020
Basic page
Communication
02/12/2020
Technical Specifications
Industry Member Reporting Scenarios v2.5

« First
‹ Previous
…
70
71
72
73
74
75
76
77
78
…
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].