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Latest Updates
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09/19/2019
Event
Industry Webinar - OTC Equities (September 18, 2019)
09/17/2019
FAQ
| A. General
A4.
Does the Consolidated Audit Trail, LLC have any officers?
09/12/2019
Event
CAT Technical Specification Working Group Q&A - 9/12/2019
09/11/2019
Event
Industry Webinar - Firm Designated ID (“FDID”) Follow-up (September 10, 2019)
09/11/2019
Event
Industry Webinar – Firm Designated ID (“FDID”) Follow-up (September 10, 2019)
09/11/2019
FAQ
| C. Definitions
C2.
What is the definition of "foreign broker-dealer" for purposes of populating the destination type field for Industry Member reporting?
08/30/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1
08/30/2019
Event
Industry Webinar - Options Deep Dive Follow Up Session (August 29, 2019)
08/30/2019
Technical Specifications
Industry Member Reporting Scenarios v2.3
08/30/2019
Event
Industry Webinar - CAT Connectivity (August 29, 2019)
08/29/2019
Event
CAT Technical Specification Working Group Q&A - 8/29/2019
08/29/2019
Governance
Notice of Filing of Amended CAT NMS Plan for Consolidated Audit Trail, LLC (08/29/2019)
08/29/2019
FAQ
| A. General
A8.
What is the role of the Plan Processor?
08/29/2019
Event
Industry Webinar - CAT Error Correction Overview (August 27, 2019)
08/29/2019
Governance
Amended CAT NMS Plan for Consolidated Audit Trail, LLC (8/29/2019)
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