Latest Updates | CATNMSPLAN

03/12/2020
FAQ| S. Security
S8. Who has access to CAT Data?
03/12/2020
FAQ| S. Security
S5. What type of information is in the CAT?
03/12/2020
FAQ| S. Security
S9. How can CAT Data be used?
03/11/2020
Event
Weekly Industry Testing Checkpoint Call (3/10/2020)
03/09/2020
Basic page
Clock Synchronization
03/05/2020
Event
Industry Webinar - Production Readiness Testing (3/4/2020)
03/04/2020
Event
Weekly Industry Testing Checkpoint Call (3/3/2020)
02/27/2020
Governance
New Proposed CAT NMS Plan Amendment related to FDID
02/27/2020
Event
Weekly Industry Testing Checkpoint Call and CAT Reporter Portal Demo (2/25/2020)
02/26/2020
Technical Specifications
Participant Technical Specifications v3.0.1
02/25/2020
Technical Specifications
Industry Member Technical Specifications (2c) v3.1
02/25/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1 (Redlined)
02/25/2020
FAQ| D. Order Receipt
D31. What accountHolderType value should be used if the beneficial owner of an account is a non-broker-dealer foreign affiliate or non-reporting foreign broker-dealer, but the beneficial owner also meets the definition of another accountHolderType value (e.g., institution)?
02/25/2020
FAQ| O. Technical Requirements
O14. Can a CAT Reporter share its CAT connectivity with other affiliated CAT Reporters or affiliated CAT Reporting Agents?
02/24/2020
Governance
CAT System Terms of Use

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