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- Technical Specifications
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- Technical Specifications
- FAQ
In a mixed side marking scenario, the Industry Member must report the ‘SL’ (Sell Long) value in the side field of the Post Trade Allocation event (MEPA). For example, a customer sells long and short throughout the day, and the associated CAT Transaction reporting is appropriately identified for the street side fills as long sales and short sales (e.g., ‘SL’ (Sell Long) and ‘SS’ (Short Sale) in New Order events).
Topics - Technical Specifications
- Announcement
The 2020 audited financial statements for Consolidated Audit Trail, LLC are available upon request at [email protected].
Topics - Event
Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Industry Testing Checkpoint Calls every other Tuesday at 4:15 pm ET beginning on February 2, 2021 until further notice.
Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. This webinar will be recorded. The presentation document and recording will be posted.
Audio file - Technical Specifications
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