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- Technical Specifications
- Technical Specifications
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- Event
Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET beginning on January 7, 2020 until further notice. The events will be held at 4:15 pm ET.
Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to view Zoom content. If you are unable to download and run Zoom, please click the “join from your browser” link. The presentation document and recording will be posted.
Audio file - FAQ
If an Industry Member uses the same account for both market making and non-market making proprietary activity, the accountHolderType must be populated on an order-by-order basis. Orders meeting the definition of market making activity pursuant to FAQ C5 should be reported with the accountHolderType of 'O'. All other orders must be reported with the accountHolderType of 'P'.
Topics - Technical Specifications
- Technical Specifications