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UPCOMING EVENT

Jul

06

CAIS Industry Testing Checkpoint Call (July 6, 2022)

04:15PM EDT

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J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

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R. Clock Synchronization

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T. Production Readiness Testing

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04/22/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.3
04/22/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.3 (Redlined)
04/22/2022
Reference Material
CAT CAIS Reporter User Guide v2.2.0
04/21/2022
Event
CAIS Industry Testing Checkpoint Call (April 21, 2022)
- CAIS Industry Testing Checkpoint Call (April 21, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
04/21/2022
Event
Monthly CAT Update (April 20, 2022)
- Monthly CAT Update (April 20, 2022) - Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information
04/21/2022
Timeline Activity
Deadline to Request Production Readiness Certification for Full CAIS

Topics

Q. Customer and Account Information
04/12/2022
Event
CAT CAIS Technical Specification Working Group - April 12, 2022
Audio file

Topics

Q. Customer and Account Information
04/08/2022
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r8
04/08/2022
Event
CAIS Industry Testing Checkpoint Call (April 7, 2022)
- CAIS Industry Testing Checkpoint Call (April 7, 2022) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
04/07/2022
Event
CAT Funding
- April 6, 2022 CAT Funding Industry Webinar- Presentation
Audio file

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