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UPCOMING EVENT
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05/13/2020
Event
Weekly Industry Testing Checkpoint Call (5/12/2020)
Weekly Industry Testing Checkpoint Call (5/12/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
05/07/2020
Announcement
Consolidated Audit Trail, LLC’s Filing in Opposition to SIFMA’s Motion for a Stay Regarding the CAT Reporter Agreement
Topics
A. General
05/07/2020
Event
CAT Technical Specification Working Group Q&A - 5/7/20
Routed Order ID Validation Overview
CAT Technical Specification Working Group Q&A 5/7/20- Presentation
Audio file
Topics
B. Reporting Requirements
R. Clock Synchronization
05/05/2020
FAQ
B39.
Are transfers of positions between accounts within the same legal entity reportable to CAT?
Topics
B. Reporting Requirements
05/05/2020
Event
Weekly Industry Testing Checkpoint Call (5/5/2020)
Weekly Industry Testing Checkpoint Call (5/5/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
05/05/2020
FAQ
B50.
Is the conversion of a convertible bond to an equity required to be reported to CAT?
Topics
B. Reporting Requirements
05/05/2020
FAQ
B51.
Are ETF creations and redemptions required to be reported to CAT?
Topics
B. Reporting Requirements
05/05/2020
FAQ
B52.
Are American Depository Receipt (ADR) creations and cancellations required to be reported to CAT?
Topics
B. Reporting Requirements
04/30/2020
Announcement
Audited Financial Statements
Topics
A. General
04/28/2020
Event
Weekly Industry Testing Checkpoint Call (4/28/2020)
Weekly Industry Testing Checkpoint Call (4/28/2020)- Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
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