Skip to main content
Content type
CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics
Year
- Any -
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
Technical Specifications
Industry Member Specifications
Industry Member Reporting Scenarios
Participant Specifications
Gap Analysis
Reference Data
Communication
Events
Announcements
CAT Alerts
Plan Participant Contact List
Guidance
FAQs
Registration & Onboarding
Topics
Clock Synchronization
Event Materials
Forms
CAT Alerts
Transaction Compliance Glossary
CAIS Compliance Glossary
Video Tutorials
Timeline
About
CAT NMS Plan
Exemptive Request Letters
Implementation Plan
One-time Written Assessments
Audited Financial Statements
Plan Participants
CAT Financial and Operating Budget
CAT Fees
Billing Trade Details Technical Specifications
CAT Billing Scenarios
Billing Trade Summaries
CAT Fee Alerts
CAT Billing Alerts
CAT Billing FAQs
Funding Model Approval Order
CAT Billing Webinars
CAT Fee Disputes
Reporter Portal
Access Information
Content type
CAT Alert
Announcement
Event
FAQ
other
Reference Material
Timeline Activity
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics
Year
- Any -
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
2012
Topics
Home
Filters
Show Results
Subscribe
All Topics
Below is a summary of all available content.
UPCOMING EVENT
Jan
16
Monthly CAT Update (January 16, 2025)
04:15PM EST
Add To My Calendar
Displaying 531 - 540 of 1455 results
Filter by Content Type
CAT Alert
Announcement
Event
FAQ
Reference Material
Timeline Activity
Filter by Topic
All Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
Sort by
Core Official Date
Order
Sort by Oldest First
Sort by Newest First
09/21/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.1
09/16/2021
Reference Material
CAT Costs (September 21, 2021) - Presentation
09/16/2021
Reference Material
CAT Funding (September 22, 2021) - Presentation
09/15/2021
Event
Industry Testing Checkpoint Call (September 14, 2021)
Industry Testing Checkpoint Call (September 14, 2021) - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
09/14/2021
Event
Phase 2d Cutover (September 14, 2021)
Phase 2d Cutover (September 14, 2021) - Presentation
Audio file
Topics
B. Reporting Requirements
O. Technical Requirements
P. Feedback and Error Correction
T. Production Readiness Testing
09/10/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r4
09/09/2021
Event
Monthly CAT Implementation Update (September 9, 2021)
Monthly CAT Implementation Update (September 9, 2021) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
09/07/2021
Event
ARCAOP Pillar Testing in the Test Environment (September 7, 2021)
ARCAOP Pillar Testing in the Test Environment (September 7, 2021) - Presentation
Audio file
Topics
B. Reporting Requirements
09/01/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (September 1, 2021)
Monthly CAIS/LTID Industry Testing Checkpoint Call (9/1/21)- Presentation
Audio file
Topics
P. Feedback and Error Correction
Q. Customer and Account Information
08/31/2021
FAQ
E2.
Are Industry Members required to report to the CAT the routing of an order if the routed order is rejected by the Industry Member or Participant to which the order is routed?
Topics
E. Order Routing and Execution
Pagination
«
« First
‹
‹ Previous
…
50
51
52
53
54
55
56
57
58
…
›
Next ›
»
Last »