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UPCOMING EVENT
Jan
16
Monthly CAT Update (January 16, 2025)
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11/03/2021
Technical Specifications
Industry Member Reporting Scenarios v4.7
Topics
B. Reporting Requirements
11/02/2021
Event
CAT CAIS Technical Specification Working Group Q&A - November 2, 2021
CAT CAIS Technical Specification Working Group Q&A (November 2, 2021) - Presentation
Audio file
Topics
Q. Customer and Account Information
10/27/2021
Event
Industry Testing Checkpoint Call (October 26, 2021)
Industry Testing Checkpoint Call (October 26, 2021) - Presentation
Audio file
Topics
B. Reporting Requirements
P. Feedback and Error Correction
10/21/2021
FAQ
B45.
Are electronic responses to a Request for Quote (RFQ) or other forms of solicitation responses reportable to CAT in Phase 2c (equities) and Phase 2d (options)?
Topics
B. Reporting Requirements
10/21/2021
FAQ
K15.
How must the priceType field be populated on multi-leg events?
Topics
K. Options
10/21/2021
Event
Monthly CAT Implementation Update (October 21, 2021)
Monthly CAT Implementation Update (October 21, 2021) - Presentation
Audio file
Topics
A. General
B. Reporting Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
10/19/2021
Event
CAT CAIS Technical Specification Working Group Q&A - October 19, 2021
CAT CAIS Technical Specification Working Group Q&A (October 19, 2021) - Presentation
Audio file
Topics
Q. Customer and Account Information
10/19/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r6
10/15/2021
FAQ
K5.
Is the ‘OPT’ handling instruction appropriate for Buy/Writes or option exercises and assignments?
Topics
K. Options
10/15/2021
FAQ
K14.
Is it appropriate to use the 'OPT' handling instruction when an equity order does not become executable until a related option trade has been executed, but is not part of a complex order such as a Buy/Write?
Topics
K. Options
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