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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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T. Production Readiness Testing

This topic includes information related to certification testing in order to obtain access to the CAT Production Environment.

Displaying 11 - 20 of 51 results

Filter by Content Type

Filter by Topic

All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

X. Reference Database

Sort by

Order

05/21/2020
FAQ
T6. By what date must Industry Members that only handle orders in options complete production readiness testing?

Topics

T. Production Readiness Testing
05/19/2020
CAT Alert
CAT Alert 2020-01 - Industry Member Test Plan

Topics

T. Production Readiness Testing
05/18/2020
CAT Alert
CAT Alert 2019-05 - Industry Member Testing Update

Topics

T. Production Readiness Testing
04/09/2020
Event
CAT Technical Specification Working Group Q&A - 4/9/20
- CAT Technical Specification Working Group Q&A 4/9/20- Presentation
Audio file

Topics

B. Reporting Requirements

T. Production Readiness Testing
03/18/2020
Event
Weekly Industry Testing Checkpoint Call (3/17/2020)
- Weekly Industry Testing Checkpoint Call (3/17/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
03/11/2020
Event
Weekly Industry Testing Checkpoint Call (3/10/2020)
- Weekly Industry Testing Checkpoint Call (3/10/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
03/05/2020
Event
Industry Webinar - Production Readiness Testing (3/4/2020)
- Industry Webinar - Production Readiness Testing (3/4/2020) - Presentation
Audio file

Topics

T. Production Readiness Testing
03/04/2020
Event
Weekly Industry Testing Checkpoint Call (3/3/2020)
- Weekly Industry Testing Checkpoint Call (3/3/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
02/27/2020
Event
Weekly Industry Testing Checkpoint Call and CAT Reporter Portal Demo (2/25/2020)
- 2.25.20 Industry Webinar Industry Test Release Checkpoint
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
02/19/2020
Event
Weekly Industry Testing Checkpoint Call (2/18/2020)
- Weekly Industry Testing Checkpoint Call (2/18/2020) - Presentation with Screenshots
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing

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